SEC Form 144 Filing Details
Issuer Information
The SEC Form 144 filing requires detailed issuer information, including:
- Name of Issuer
- SEC File Number
- Address of Issuer
- Phone Number
Person for Whose Account the Securities are To Be Sold
The form requires identification of the person for whose account the securities are to be sold, as defined in Rule 144(a). This includes providing information about:
- The person for whose account the securities are to be sold
- All other persons included in the definition
- Sales by all persons whose sales are required to be aggregated under Rule 144(e)
Securities Information
Key details about the securities to be sold include:
- Title of the Class of Securities
- Number of Shares or Other Units
- Aggregate Market Value
- Number of Shares or Other Units Outstanding
- Approximate Date of Sale
- Name of the Securities Exchange
Example details provided in the form:
- Broker: Pershing LLC
- Address: One Pershing Plaza, Jersey City, NJ 07399
- Number of Shares: 3,341
- Aggregate Market Value: $144,000.00
- Date of Sale: 6/20/2025
- Exchange: NASDAQ GS
Acquisition Details
The form requires information about how the securities were acquired, including:
- Date Acquired
- Nature of Acquisition Transaction
- Name of Person from Whom Acquired
- Amount of Securities Acquired
- Date of Payment
- Nature of Payment
Two acquisition transactions were detailed:
-
ADS
- Date Acquired: 02/07/2018
- Nature: Restricted Stock Award
- Source: Silicon Motion Technology
- Amount: 5,000
- Payment Date: 02/07/2018
- Payment Nature: Equity Compensation
-
ADS
- Date Acquired: 02/08/2019
- Nature: Restricted Stock Award
- Source: Silicon Motion Technology
- Amount: 15,000
- Payment Date: 02/08/2019
- Payment Nature: Equity Compensation
Securities Sold in the Past 3 Months
The form indicates ‘Nothing to Report’ for securities sold during the past 3 months.
Remarks and Signature
The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer that has not been publicly disclosed. The form includes a signature block with a warning about Federal Criminal Violations for intentional misstatements or omissions (18 U.S.C. 1001).
